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WHARTON LEADERSHIP DIGEST 

May, 2006, Volume 10, Number 8 

CONTENTS 

Tip of the Spear:  Leadership Lessons from the U.S.-led Armed Forces in the Middle East 

Developing Leadership:  Teaching Leadership to High School Seniors 

Confidence:  Putting Grace In Your Swagger 
 

Tip of the Spear:  Leadership Lessons from the U.S.-led Armed Forces in the Middle East

The Pentagon recently invited a group of 43 civilians, including Michael Useem, director of Wharton's Center for Leadership and Change Management, to witness the management and leadership of its Central Command, which is responsible for the wars in Afghanistan and Iraq. Useem and other members of the group -- which included executives, private equity investors, media commentators and academics -- traveled to the Middle East to observe troops and operations in Kuwait, Bahrain, and the Arabian Sea. In this report written literally from the frontlines, Useem takes "a look at the execution of American military policy -- not the policy itself -- a subject of continuing and increasingly intense national debate .... From even this brief foray into their world, it is evident that the U.S. armed services have built what many private companies strive for: a culture of readiness and commitment, cross-service and cross-national integration, and pragmatic flexibility."

Imagine you have been asked to transport more than 198,000 men and women in uniform and another 29,500 civilians to a new location some 7,500 miles from home. They will need shelters, meals, and materiel to get their jobs done. You will have to prepare and motivate them to meet the competitive challenge of their lives -- one that could cost them their lives. They will have to square off against al-Qaeda cells, Taliban remnants and Iraqi terrorists.

It is not your position to make the policy, but it is your war to win. You are the officer in charge, the divisional president. The CEO -- President George W. Bush -- had ordered the attacks on Afghanistan and Iraq as part of a broader war against terrorism, and your predecessor -- General Tommy Franks -- had mounted both. Your assignment is to finish the task, and it will require a deft combination of organizational management, personal leadership, and judicious decisions. Backing you up, in the words of Deputy Assistant Secretary of Defense Allison Barber, is "America's oldest, largest, busiest, and most successful company" -- the U.S. Department of Defense.

The Pentagon recently invited a group of 43 civilians, including myself, to witness the management and leadership of its Central Command -- CENTCOM -- the Tampa, Fla.-headquartered operation responsible for the wars in Afghanistan and Iraq and security across a wide swath of Asia, Africa, and the Middle East. The Department of Defense flew the group for a front-line look at its troops and operations in Kuwait, Bahrain, and the Arabian Sea. En route the flight passed over Iraq itself, though at 35,000 ft., Baghdad and the Tigris were far -- and safely -- below.

We came from all walks of life. Our group included executives from 3M, Mary Kay Cosmetics, and J.P. Morgan Chase; private equity partners, media commentators, and film makers; the president of the University of Alabama and the dean of the Kennedy School of Government at Harvard; the Delaware homeland security chief and the president of the Sierra Club.

Why We Went

The participants were drawn to the program for many reasons. Some of us brought a working familiarity with the armed services, and some had traveled in the region. Views on the overall wisdom of the war in Iraq varied widely, but everyone wanted to learn more about how the U.S. military operated in the region.

Some saw it as a way of better appreciating what they were already assisting. Consider Robert Stine, chief executive of Tejon Ranch Company, a publicly-traded real-estate and agri-business company based in southern California. In the wake of the Afghanistan war, a friend had asked him to become part of "Cooks from the Valley" (after California's San Joaquin Valley) whose first mission was to buy and fly more than 5,000 fresh steaks to Hawaii. At Pearl Harbor, they loaded the steaks onto the U.S. aircraft carrier John C. Stennis on its return in May 2002 from wartime duty in the Arabian Sea. The cooks then barbecued their steaks on the flight deck for the entire carrier crew, their personal way of thanking and honoring those who served in uniform.

Similarly, John Fox, vice president of government and community relations for Royal Caribbean Cruises, arranged for one of the company's ships to be used to raise college funds for the children of soldiers killed in action in the Middle East. With Royal Caribbean International contributing food, beverages, and entertainment, Voyager of the Seas, one of the largest cruise vessels in the world, hosted more than 800 people and raised more than $120,000 in scholarships.

What follows is what I learned from a week's contact with the service personnel who constitute the "tip of the spear" in America's war against terrorism. It is a look at the execution of American military policy -- not the policy itself -- a subject of continuing and increasingly intense national debate. Several impressions emerged from our numerous discussions with those on the front line and from witnessing many of them at work. From even this brief foray into their world, it is evident that the U.S. armed services have built what many private companies strive for: 1) a culture of readiness and commitment; 2) cross-service and cross-national integration; and 3) pragmatic flexibility.

A Culture of Readiness and Commitment

Few of the many front-line troops with whom we spoke expressed concern about their personal preparation for the jobs they performed, which ranged from serving meals and armoring Humvees to patrolling neighborhoods and piloting aircraft. They affirmed readiness for what lay ahead and commitment to their particular mission, whether it involved staffing a base or commanding a ship. When asked about the broader purpose of their collective presence in the Middle East, some front-line soldiers demurred, saying it was above their pay grade to worry about it. When asked about their own purpose, however, none demurred.

Colonel Gary S. Supnick, Chief of Staff for the U.S. Marine Forces with Central Command, noted that his Marines "go into harm's way and protect each other." And harm's way was never far from the minds of most. "This is a fight against an adversary that inspires fear," observed Vice Admiral Patrick M. Walsh, commander of CENTCOM's Naval Forces and the U.S. Fifth Fleet. "If you are fearful or tepid, this is not the place for you."

For many, a culture of readiness and commitment came against a backdrop of personal sacrifice. One of the Air Force pilots on the C-17 flying us to the Middle East, for instance, reported that he had been away from his family for more than 200 of the previous 365 days. An airman reported that her parents had quit their jobs to help take care of her 10-year-old son whom she had left behind in the U.S. A reservist in Kuwait had been called back into service from the senior ranks of Kodak. A National Guard crew flying a Blackhawk helicopter in Kuwait had until recently been leading private lives on Cape Cod. Now they are shuttling combat troops -- and us to meet them.

Closer home, Master Sergeant Anthony Moreland was working for the highway department of the City of Philadelphia and enjoying life with his two young sons before being called up for service. Now he serves as flight engineer for one of the Air Force's primary transports, the C-130.

The home front never seemed far from home. Several reservists reported that their employers supplement their temporary military paychecks with enough to make them financially whole. Most soldiers said that they were only an email click away from family, and one group of 40 even pooled their funds to buy a satellite dish to create their own high-speed internet link. Some shopped online as if they had never left home. A soldier in Kuwait had been buying film DVDs galore through Amazon, the packages arriving within days of what would have been expected in the U.S. Though military hardware was standard issue, reminders from home intruded: The call sign for our Blackhawk crew from Cape Cod, not far from Boston, was "Bosox" (for the Boston Red Sox).

The culture of readiness and commitment that we saw in the Middle East is crucial for success not just in war but also in business. Among the factors that have driven the success of companies ranging from Southwest Airlines and Nordstrom to Johnson & Johnson and SAS (the software maker) is an abiding commitment of their employees to the mission of the enterprise.

Cross-national and Cross-service Integration

Virtually every base, airfield, and ship that we visited contained personnel from various nations. A briefing at CENTCOM headquarters included officers from Australia, Canada, Denmark, France, Germany, Japan, Kazakhstan, Korea, New Zealand, and Yemen. A briefing by the top brass at the Combined Air Operations Center, mission control for the region's air missions, included a British officer. So, too, did a similar briefing at the Naval Forces Central Command in Bahrain, the nerve center for sea operations.

Cross-functional integration, the Holy Grail for many corporations, was well displayed in the locations we visited. The uniformed officers who accompanied us came with Army, Navy, Air Force and Coast Guard insignia. The particular mix of these four branches and the Marine Corps varied from setting to setting, with Army and Marines dominating in Kuwait, Navy and Coast Guard in Bahrain, and Air Force in another location. But nowhere was the mix exclusive, and it included many reservists and members of the National Guard.

Consider the huge airbase that runs the "air war" in Afghanistan and Iraq. Among the units stationed there is the 379th Air Expeditionary Wing whose mission includes the refueling of airborne aircraft in what some have called a "tankers' war" because of the extensive use of aerial refueling to keep combat and surveillance aircraft flying. On a typical day, Air Force tankers delivered some 750,000 pounds of fuel to aircraft across the region whose gauges were pointing toward empty. Of the men and women who work for the 379th, one twelfth are drawn from the National Guard and nearly one tenth from the Reserves. Also alongside the airmen are Army, Navy, and Marine personnel constituting another seventh of the total.  

Lieutenant General Gary L. North, Commander of the U.S. Central Command Air Forces, described the air operations over which he presides. If ground forces anywhere in Iraq or Afghanistan require assistance, he said, his aircraft can be on the scene within 10 minutes of the request. "You call, we come." He too had integrated a host of non-U.S. nationals into the operation. "We're an international corporation," he said. Waging the air war is itself a cross-functional operation: Before a prospective target is bombed, it must be approved by 12 separate parties representing various functions, including a lawyer to guard against violation of international law.

Indicative of the cross-national operations, the Pakistan Navy assumed direct command of a maritime security force just as we arrived in the region. Its "Coalition Task Force 150," taken over from Dutch command on April 24, is responsible for security operations in the Gulf of Oman, the Arabian Sea, the Red Sea and parts of the Indian Ocean. The Pakistan Navy now presides over a fleet of ships, including 12 of its own, provided by Britain, Canada, France, Germany, Holland, Italy, Spain, and New Zealand.

Officers at several locations told us that the cross-national and cross-service integration was a product of necessity. Since it was "one fight," said Capitan Terry Kraft, commanding officer of the aircraft carrier USS Ronald Reagan, it required "one team." And as the briefing book of Central Command put it, "It takes a network to defeat a network."

Here, too, business examples of the same management principles abound. General Electric has long stressed the importance of each division meeting its target -- but also all divisions in achieving a common purpose. And when it comes to cross-national integration, many large multi-nationals ranging from Coca Cola to Royal Dutch Petroleum have sought to populate their ranks with managers of many nationalities. It takes a diverse team to succeed in a diverse market.

Pragmatic Flexibility

We heard repeatedly that the armed services are training front-line soldiers to think for themselves. Conditions are too varied and fast-changing for generic instructions to work. A one-star general, for instance, explained that the insurgents' improvised explosive devices -- the infamous IEDs -- had become the leading cause of battlefield casualties in Iraq. IEDs are elusive and deadly, and every front-line soldier is trained to identify and respond to the subtle signs of a hidden IED -- a stray wire, an unusual pile of trash, freshly-turned dirt along the roadside. Doing so requires that soldiers learn to exercise field judgment and make their own spot decisions. The nature of the ground war has, of necessity, made it a thinking soldier's war. As Army Brigadier General Nolen V. Bivens said, "The enemy is constantly changing, and so are we."  

The commander of the Third Army, Lieutenant General R. Steven Whitcomb, summed up the new approach to military discipline: "We are teaching our soldiers how to think rather than what to think." By way of illustration, he noted, his commissioned officers must memorize fewer operating procedures now than in past decades, giving them far greater leeway to improvise and innovate as field conditions evolve and dictate. Lieutenant Colonel Christopher L. Ballard is chief of training at the Udairi base in northern Kuwait that is responsible for preparing those entering Iraq. He said, "We stress decision making by every soldier."

A mindset of pragmatic flexibility extends up the hierarchy as well. Consider the Humvee, the vehicle of choice for moving troops in the field. It has become a favorite IED target, and coalition forces in the region have created their own counter-measures. Field commanders have installed armor on more than 90% of the Humvees, including 43,000 vehicles during the past year. The results look impregnable. Heavy doors now enclose hundreds of pounds of armor and the windows are inches thick. Since remote IEDs are set off by everything from cell phones and pagers to blackberries and car-key clickers, the field staff has also developed an array of jamming devices for foot patrols and overhead aircraft to block the detonating mechanisms.

"We are in a new kind of war," said Vice Admiral David C. Nichols, Deputy Commander for Central Command. The label of choice is "fourth-generation warfare," defined by loose-knit cells of self-generating action groups operating with little or no state sanction. Ideologically driven and angered by U.S. support for Israel, the underground groups ferret out Western vulnerabilities and then melt away as soon as they have struck. As a result, Nichols said, the U.S. of necessity was moving toward "lighter, leaner, and more lethal" methods of response.

Many companies have moved in the same direction, seeking to become more nimble in their fast-changing and uncertain markets. Sony, for instance, reduced its governing board from 35 directors to nine to facilitate quicker decisions in response to rapidly evolving technologies. Microsoft and eBay have sought to build cultures of change given their need for fast response to the ever emerging challenges of new competitors.

The Commander's View

Our group spent the final day in the region at an airbase, and shortly before boarding a C-17 for the long flight back across Iraq and then Europe on the return to the U.S., we met with General John Abizaid, the Arabic-speaking commander of the Central Command. It is he is who has primary responsibility for deploying the men and women in the region and prosecuting the war and protecting security. He is accountable for the culture of commitment and readiness, the cross-service and cross-national integration, and the pragmatic flexibility. "Our job," he said, "is to give our troops the resources they need."

"The enemy knows it cannot defeat us head on," Abizaid added, "so it uses other measures," including an on-going effort to acquire weapons of mass destruction. The U.S. came into the war with a "short-term theory," he said, but he has learned that it actually has a "long-term problem." And that problem is above all located in one country. "The single most important thing to be done in the region is to stabilize Iraq."

Despite the enormous obstacles cited by many critics of the war, Abizaid himself projects optimism about accomplishing his mission. The "troops are confident and convinced that they can work their way through the problems," he said.

The Mission

The U.S. armed forces seem well prepared to execute whatever mission they are consigned. And yet, the selection of that mission remains of critical importance. They will execute what they are assigned, and that assignment, of course, comes from the nation's civilian leadership. America's leaders have dispatched its armed forces into harm's way, and it appears from our brief look that they are well led to carry out the designated mission. What is unclear to growing portions of the American public is whether the mission in Iraq during the past three years has been the right one. The public remains relatively unequivocal in supporting the war in Afghanistan, yet far less so in backing the action in Iraq.

The country's leaders have at their disposal a well-managed institution, giving them enormous power far beyond the nation's borders. Although the public has become deeply divided in supporting how that power is being exercised by its leaders, it remains undivided in supporting those in uniform who are asked to exercise it. 

Note:  Information on the Joint Civilian Orientation Conference is available by clicking here, and photos of the visit can be found here.
 

Developing Leadership:  Teaching Leadership to High School Seniors 

By Marc J. Fazio 

As a person trained in biology, I created a course on leadership for high school seniors because the focus of my interest had changed.  Just as cells within a body develop a specialized purpose for the sake of the body, so too in social organisms, individual actions are interdependent for the society to survive and flourish.  As I moved away from the microscope and examined more deeply the macro-scope of historical study, I became increasingly fascinated with not only human interaction, but also with motives and motivations, and the causes and reasons for actions.  What I was finding most interesting is why humans seem destined to repeat many of the same mistakes – even though their free will should enable them to do otherwise.   

As I continued to study, learn, and compare, I came to believe that leadership science could and should be taught to high school students.  To accomplish this, I decided that using historical references would provide the best sources for exploring the unifying qualities of good leaders.  History is a great tool for teaching how to deal with the present and prepare for the future.  The beauty of using history as a source is that looking at history is like studying a line; one can observe the entire line from beginning to end and all of the intervening points.  Students can therefore compare choices made with outcomes realized, and then assess the entire process in reaching that end result.  Most of the historical references used in teaching the leadership class deal with aspects of war, not as a promotion of warfare, but rather to observe people under some of the most trying of conditions, to look at leadership when individuals are under the greatest pressure, when circumstances are literally life and death.   

The advantage of using historical accounts as a means of examining leadership is that there is no limit to the topics pursued.  One does not need to teach this subject from the battlefield perspective as I have done.  There are numerous opportunities to examine the leadership qualities of other leaders or the courageous actions of peoples acting in times of peace.   

Even though I divided my leadership course into several main topics, I am very careful to tie unrelated or seemingly unrelated writings together both for the sake of broadening knowledge as well as to remind the students that the learning of independent disciplines is anything but independent.  The best leaders often find that the answers to their problems come from unlikely sources.  For this reason one of the major graded assignments is a journal kept by each student in which the student relates all previously examined readings to the one at hand.   

One of the major themes underpinning this course is an examination of choices.  Leaders must make choices, and my students are continually confronted with the question of the choices that individuals made.  To make a choice one must have courage, and both physical and moral courage are examined.  One of my chief sources for the discussion of choices is Moral Courage by Rushworth M. Kidder.  Our discussion begins with such questions as, “What is courage?” and “What is virtue?”  Throughout this discussion and the remainder of the course, I try to act only as a facilitator, something very difficult for one who spent most of his teaching career lecturing. 

A major assignment is book seven from Herodotus, The Histories, and a number of short in-class readings are discussed as well.  One reading that particularly inspired discussion while offering examples of both moral and physical courage is a short story about Butch O’Hare, a Second World War fighter pilot after whom Chicago’s O’Hare airport is named.  This is then followed by a contrasting story taken from Kidder’s Moral Courage recounting the 1999 Mars Climate Orbiter that missed its target by the narrowest of margins.  These two stories, although seemingly very different, serve as the initial starting point for student discussions of leadership responsibility.  From there the class began its discussions of the battle of Thermopylae including the choices that were made and the motivations behind the actions of each of the key characters.   

I was pleasantly surprised with how well the students were able to get through the difficult reading form Herodotus, and with how well they related the actions of these historical figures to others we discussed as well as the students’ ability to see their individual virtues.  We closed this section on courage by watching Shekhar Kapur’s 2002 version of The Four Feathers.  This movie brought everything we had been discussing to life.  Students were asked to evaluate each character and the choices they made. 

An enriching aspect of teaching this course has been what may appear to outside observers as momentary lapses in direction.  Discussions of a particular character’s actions for example often trailed into explorations of events occurring within our school, current news stories, or events relevant in their lives and to the world as the students see it.  These digressions are encouraged as they serve to give meaning and bring to life events that illustrate the qualities of leadership. 

Using a formula similar to the one employed to explore the topic of courage, we studied other topics during this semester-long course.  Two separate works by John Keegan, The Face of Battle, and The Mask of Command, offered excellent opportunities to examine the need for discipline and camaraderie among people under a leader’s formal command. 

The class then turns to a second major theme, leaders as problem solvers.  Successful and failed leadership events are carefully examined.  Students are given opportunities to test their own decision-making skills by reviewing case studies in which problems are outlined but no solutions are offered.  

In the future our school’s theater director will help develop the students’ capacities for stage and leadership presence.  Guest speakers from outside of the school will also enhance the course.  One in particular who serves in the leadership of his company, a former Marine and a Korean War veteran, will offer first hand accounts of the need for forward-looking leadership. 

Note:  Marc Fazio teaches at the Detroit Country Day School and he can be reached at MFazio@dcds.edu.
 

Confidence:  Putting Grace In Your Swagger 

By John Baldoni 

“We want our guys to get their swagger back,” was a comment I first heard years ago while working with a sales organization that was trying to regain its traditional number-one role within its industry.  Through hard work, discipline, and some inspired leadership, the sales people did reach their goal.  Swagger soon followed, and as I recall, the team used it well – with class and dignity, a healthy dose of confidence without over-confidence.  They acted the way a legendary football coach once counseled his star running back to behave when scoring a touchdown:  “Act like you’ve been there before!”  No dance.  No high five.  Just hand the ball to the ref.  It’s a lesson that all the great NFL running backs from Jim Brown and Gale Sayers to Tony Dorsett, Emmitt Smith, and Barry Sanders followed.  That’s the true essence of swagger – conducting your business with confidence but not over-doing it.  

Swagger is, for me, is the subtle display of confidence and capability.  Swagger is the proud reflection of your ability to get things done correctly, be it sinking a three‑point shot at the buzzer or reducing defects to near‑undetectable rates.  Those with swagger know what they are doing, and it shows.  When displayed appropriately, swagger can help a team or an entire organization feel better about itself and its people, and in turn deliver more to its customers.  Here are some ways to develop it. 

Know yourself.  Before you can achieve anything, you must know yourself and your capabilities – and fill in those that are missing.  A good manager, for example, will surround himself or herself with people of complementary skills, those who can do what the manager cannot, be it to manage details, think creatively, or balance a budget.   

Know your team.  Think about what your team can and cannot do.  It makes no sense to give a team a challenge that is impossible; that only leads to discouragement and disaffection.  Like a mountain guide equipping those in the group with the proper equipment – ropes, crampons, and tents – the manager must also provide employees with enough time as well as the tools and  resources to accomplish the job.  Just as no mountain guide would fail to provide the climbing clients with oxygen tanks for high altitude climbing, no boss should deprive the team of enough start‑up capital or personnel to do the job well. 

Share the glory.  Swagger really is a team product, and it requires some spreading around.  If one person gets all the credit, while he or she may feel pretty “swaggerish,” others will feel “un-swaggered,” and thus more disengaged and less willing to pull one’s weight.  So celebrate the wins, and make certain that everyone feels a part of the effort.  It doesn’t take much to share the glory, just a willingness to do the sharing. 

Know your limits.  Can you ever have too much swagger?  Absolutely, and that can lead to big trouble.  U.S. Marine Lieut. General Gregory Newbold recently asserted in an essay in Time magazine that the planning for the invasion of Iraq “was done with casualness and swagger that are the special province of those who have never had to execute these missions – or bury the results.”  Newbold was taking direct aim at the civilian planners, including Secretary of Defense Donald Rumsfeld, who ignored advice that didn’t fit their worldview.  That’s the danger of too much swagger – inflated pride and the resulting hubris.  Thousands have died in Iraq as a result.  Newbold does not spare himself, calling his own failure to “challenge those who were determined to invade a country whose actions were peripheral to the real threat – Al-Queda.”  The job of the leader, said Newbold, “is to give voice to those who can’t – or don’t have the opportunity to – speak.”  Swagger can dull a leader’s strategic thinking or obscure an obligation to the people for whom he or she is responsible. 

When used moderately, however, swagger can be a source of energy and motivation.  Just like the New York Yankee ball clubs of yore, swagger can also be used to intimidate the competition.   Yet too much swagger can degenerate into what athletes call “showboating.”  No one likes a show‑off – not customers, not bosses, not teammates.  Let the inner glow tell the tale. 

Note:  John Baldoni is a consultant and author whose most recent book is Great Motivation Secrets of Great Leaders (2005); he can be reached at john@johnbaldoni.com and www.johnbaldoni.com

Copyright 1996-2006, Wharton Center for Leadership and Change Management
 University of Pennsylvania

 
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